By Bill Olson Chief Marketing Officer at United Benefit Advisors No two Department of Labor (DOL) audits are the same, yet there are typical questions asked and documents requested. See our recent blog on the Seven Common Mistakes That Could Trigger a DOL Audit. If you are audited, it’s recommended that questions received be sorted […]
Posts Tagged ‘Don’t Roll the Dice on Department of Labor Audits’
Seven Common Mistakes That Could Trigger a DOL Audit | Benefits Broker California
By Bill Olson Chief Marketing Officer at United Benefit Advisors Not many things incite more fear than receiving a notice that you’re about to have an audit, especially from the Department of Labor (DOL). The DOL is a cabinet-level department of the U.S. federal government responsible for occupational safety, wage and hour standards, unemployment insurance […]
Don’t Neglect Written Polices and Procedures | Employee Benefits California
By Elizabeth Kay, Compliance & Retention Analyst AEIS Advisors A UBA Partner Firm I have worked with my fair share of companies, both large and small, from companies that are just starting out to those that have been well established for 30 or more years. It has been my experience that most companies, no matter […]